-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M24UZ6xKDXmprmBJ/Plks8zDd/ftnXVZmz+tg5c3p23e6NtUQpO6C/tZCeJsn3Zk F9VhZk1eXFMNap++u0PRHQ== 0001132072-02-000009.txt : 20020413 0001132072-02-000009.hdr.sgml : 20020413 ACCESSION NUMBER: 0001132072-02-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020107 GROUP MEMBERS: D'ANNA HARPER GROUP MEMBERS: JEFFREY J. PUGLISI GROUP MEMBERS: PUGLISI CAPITAL PARTNERS, L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PUGLISI JEFFREY J CENTRAL INDEX KEY: 0001033007 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O ARIZONA SECURITIES GROUP STREET 2: 2390 EAST CAMELBACK ROAD SUITE 203 CITY: PHOENIX STATE: AZ ZIP: 85016 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IBIS TECHNOLOGY CORP CENTRAL INDEX KEY: 0000855182 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 042987600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-47263 FILM NUMBER: 2503053 BUSINESS ADDRESS: STREET 1: 32 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 BUSINESS PHONE: 9787774247 MAIL ADDRESS: STREET 1: 32 CHERRY HILL DR STREET 2: 32 CHERRY HILL DR CITY: DANVERS STATE: MA ZIP: 01923 SC 13G 1 s15-2633_sc13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------- SCHEDULE 13G ------------------------- INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* IBIS TECHNOLOGY CORPORATION (NAME OF ISSUER) Common Stock (TITLE OF CLASS OF SECURITIES) 450909106 (CUSIP NUMBER) December 26, 2001 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1 (b) |X| Rule 13d-1 (c) |_| Rule 13d-1 (d) - ------------------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 450909106 13G Page 2 of 8 Pages 1. NAME OF REPORTING PERSON, I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): Mr. Jeffrey J. Puglisi 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*: (a) |X| (b) |_| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF SHARES 5. SOLE VOTING POWER: 172,075 BENEFICIALLY OWNED BY EACH REPORTING 6. SHARED VOTING POWER: 260,000 PERSON WITH 7. SOLE DISPOSITIVE POWER: 172,075 8. SHARED DISPOSITIVE POWER: 264,200 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 436,275 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* |_| 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 2.1 % 12. TYPE OF REPORTING PERSON*: IN - ------------------------------ * See Instructions before filling out! CUSIP NO. 450909106 13G Page 3 of 8 Pages 1. NAME OF REPORTING PERSON, I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): Puglisi Capital Partners, L.P. 86-0878215 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*: (a) |X| (b) |_| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES 5. SOLE VOTING POWER: BENEFICIALLY OWNED BY EACH REPORTING 6. SHARED VOTING POWER: 260,000 PERSON WITH 7. SOLE DISPOSITIVE POWER: 8. SHARED DISPOSITIVE POWER: 260,000 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 260,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* |_| 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 3.1% 12. TYPE OF REPORTING PERSON*: PN - ------------------------------ * See Instructions before filling out! CUSIP NO. 450909106 13G Page 4 of 8 Pages 1. NAME OF REPORTING PERSON, I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): Ms. D'Anna Harper 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*: (a) |X| (b) |_| 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF SHARES 5. SOLE VOTING POWER: 4,200 BENEFICIALLY OWNED BY EACH REPORTING 6. SHARED VOTING POWER: PERSON WITH 7. SOLE DISPOSITIVE POWER: 8. SHARED DISPOSITIVE POWER: 4,200 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 4,200 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* |_| 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): .0005% 12. TYPE OF REPORTING PERSON*: IN - ------------------------------ * See Instructions before filling out! CUSIP NO. 450909106 13G Page 5 of 8 Pages Schedule 13G of Puglisi Capital Partners, L.P., Mr. Jeffrey J. Puglisi and Ms. D'Anna Harper, with respect to the common stock, par value $.008 per share (the "Common Stock") of IBIS Technology Corporation, a Massachusetts corporation (the "Company"). ITEM 1 (a) NAME OF ISSUER: IBIS Technology Corporation ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 32 Cherry Hill Drive, Danvers, MA 01923 ITEM 2 (a) NAME OF PERSON FILING: Puglisi Capital Partners, L.P. Mr. Jeffrey J. Puglisi Ms. D'Anna Harper ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Puglisi Capital Partners, L.P. 399 Park Avenue 37th Floor New York, NY 10022 Mr. Jeffrey J. Puglisi c/o Puglisi & Co. 399 Park Avenue 37th Floor New York, NY 10022 Ms. D'Anna Harper c/o Puglisi & Co. 399 Park Avenue 37th Floor New York, NY 10022 ITEM 2 (c) CITIZENSHIP: Puglisi Capital Partners, L.P. is a limited partnership organized under the laws of the State of Delaware. Mr. Puglisi and Ms. Harper are both citizens of the United States of America. CUSIP NO. 450909106 13G Page 6 of 8 Pages ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.008 per share (the "Common Stock") ITEM 2 (e) CUSIP NUMBER: 450909106 ITEM (3) IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) or (C), CHECK WHETHER THE PERSON FILING IS A: (a) ( ) Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act") (b) ( ) Bank as defined in Section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act of 1940 (e) ( ) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) ( ) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) ( ) A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) ( ) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) ( ) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) ( ) A Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. |X| ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 436,275 (b) Percentage of Class: 5.20% (based on the 8,390,728 shares reported to be outstanding on November 6, 2001 in the Company's Form 10-Q for the quarterly period ended September 30, 2001) CUSIP NO. 450909106 13G Page 7 of 8 Pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 436,275 (iii) sole power to dispose or to direct the disposition of : -0- (iv) shared power to dispose or to direct the disposition of: 436,275 Puglisi Capital Partners, L.P. has the power to vote and dispose of its shares of the Common Stock, which power may also be exercised by Mr. Jeffrey J. Puglisi, as the managing member of JJP Partners, LLC, the general partner of Puglisi Capital Partners, L.P. Ms. D'Anna Harper shares the power to dispose of her shares of the Common Stock with her uncle, Mr. Jeffrey J. Puglisi, but has the sole power to vote her shares of the Common Stock. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP NO. 450909106 13G Page 8 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 7, 2002 PUGLISI CAPITAL PARTNERS, L.P. /s/ Jeffrey J. Puglisi By: JJP Partners, LLC, General Partner ---------------------------------- Jeffrey J. Puglisi By: /s/ Jeffrey J. Puglisi ----------------------------------- Jeffrey J. Puglisi, Managing Member /s/ D'Anna Harper ------------------------------- D'Anna Harper -----END PRIVACY-ENHANCED MESSAGE-----